Engagement
Internal control assessment
Walkthroughs and testing of financial controls so management can see where approvals, reconciliations, and segregation of duties are thin.
Request an estimateWho this is for
Controllers and CFOs preparing for an external audit, a new ERP go-live, or growth that has outpaced informal approval habits.
What you receive
A mapped view of key financial controls, tested samples where agreed, and a prioritized list of gaps with practical fixes — not a generic maturity scorecard.
Scope
Included
- Scoping of cycles (revenue, purchasing, payroll, treasury)
- Walkthrough interviews and flowcharting of current practice
- Sample testing of selected controls
- Written findings and remediation suggestions
Not included
- Implementing new software or redesigning your entire ERP
- Ongoing internal audit staffing
- Certification under frameworks we have not been engaged to assess
How the work unfolds
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1
Cycle selection
We agree which processes matter most for your size and risk profile.
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2
Walkthroughs
Interviews and document trails from initiation to posting in the ledger.
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3
Findings workshop
We walk management through gaps ranked by likelihood of misstatement, not buzzwords.
Commission a control assessment
Share which cycles worry you most and whether this feeds an upcoming statutory audit.
Discuss scopeAssessments work best when process owners have time for interviews. We schedule walkthroughs around month-end close so reconciliations are fresh and evidence is easier to pull.